Manager Quality Assurance / Monitoring

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Full time Full day

Position Grade: OG-1

Reports To:
Unit Head Quality Assurance & Monitoring Local & Overseas

  • This role is mainly responsible for Quality Assurance of Compliance Risk Review Reports of local and overseas branches and to perform theme based off-site reviews by directly requiring required data from the overseas branches This role also involves monitoring rectification of exceptions noted in the said reviews and escalations as per approved matrix.

  • To perform Quality Assurance of Compliance Risk Review Reports [CRRRs] of branches on a sample basis with reference to exceptions noted, sample selected & areas covered.

  • Maintenance of record of CRRRs of branches issued in 2020 (& beyond) and an inventory of observations highlighted therein. Obtaining rectification from the field units and escalations of pending issues.

  • Follow-up for rectification of issues identified in compliance reports prior to 2020.

  • To perform Off-Site Quality Assurance of On-Site Compliance Reviews of overseas branches by relevant compliance department at overseas; maintenance of related inventory and related escalations.

  • Perform theme based off-site reviews by directly requiring required data from the overseas branches.

  • To Review / revision of CRRRs checklists, used locally & overseas, on an annual or need be basis keeping in view the changes in regulatory guidelines.

Knowledge and Skills:

  • Graduate/Masters with preferable knowledge of Branch Banking, Audit, AML/KYC/CDD & Prudential Regulations and other Banking policies/guidelines

Experience Profile:

8 years & above of experience in banking industry and with

  • Advance excel skills.

  • Sound [verbal & written] communication skills.

  • MS Word and Power Point.

  • Branch Operations especially account opening & maintenance.

Behavioral Competencies:

  • Team player with strong analytical and communication skills.

  • Any other assignment as per directives of Line Management.

Job Features

Job Category Accounting & Finance

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