Assistant Manager / Deputy Manager - Internal Audit

NCCPL is looking for AM/DM – Internal Audit

Job Summary

The Assistant Manager, Financial and Operational Audit, will be responsible for planning and executing financial and operational audits of the Clearing and Settlement House. The role requires ensuring that all work is conducted with professional care, in accordance with the Institute of Internal Auditors (IIA) Global Standards and the Internal Audit Operational Manuals (IAOM).

Requisites

Education: Bachelor’s degree in Accounting or an equivalent field.

Certification: Certification in at least one area (e.g., CIA, ACCA, ACMA, CA, etc.).

Experience: At least 5 to 6 years of relevant experience in operational and performance audits, preferably within Capital Markets, Financial Institutions, or Major Brokerage Houses.

Job Responsibilities

Audit Planning and Execution:

• Define the audit scope in consultation with the Chief Internal Auditor (CIA).
• Plan and execute internal audit assignments, including detailed planning, audit testing, and reporting, following the IAOM and IIA Global Standards.
  
  

Risk Assessment And Audit Planning

• Assist in identifying and evaluating business risks for developing a risk-based annual audit plan.
  
  

Research And Development

• Provide support to the CIA, including gathering data, compiling and reviewing reports, and assisting with research.
  
  

Documentation And Evidence

• Ensure all audit observations are properly documented and supported with evidence.
  
  

Audit Reporting

• Draft audit reports in line with IAOM guidelines, including root cause, condition, criteria, impact, and recommendations.
  
  

Audit Quality

• Ensure all audits are conducted under the defined audit quality program.
  
  

Follow-Up

• Follow up on the implementation of audit recommendations in a timely manner.
  
  

Consulting Engagements

• Assist in consulting engagements related to the financial and operational aspects of the Company.
  
  

Financial And MIS Review

• Assist the CIA in reviewing MIS and interim as well as annual financial statements.
  
  

Audit Committee Governance

• Assist the CIA in the governance of Audit Committee meetings, including compiling working papers, circulating information, and documenting proceedings.
  
  

Other Competencies/Skills

• Strong understanding of international accounting and reporting standards.
• Knowledge of the IIA’s Global Standards issued by the Institute of Internal Auditors.
• Proficiency in using audit tools and methodologies.
• Familiarity with industry best practices, policies, procedures, regulations, and laws.
• Knowledge of local laws and regulations.
  
  

Location: Karachi

Benefits & Compensation

Remuneration package includes Market competitive salary & other benefits as per Company policy.

Interested candidates meeting the above-mentioned criteria can share CVs at [email protected]

Please mention the position “AM/DM – Internal Audit” in the subject line.

Thank you!

NCCPL is an equal opportunity employer and we encourage differently abled people to apply for their relevant/suitable areas.